Team Member- Legal, Secretarial & Compliance

Job Overview

  • Office Location (Area) Mumbai
  • Required Education C.A. / C.S. / LLB
  • Course Type Full Time
  • Min Required Experience (Years) 3
  • Max Required Experience (Years) 5

Roles and Requirements:

  • Provide assistance in legal matters and in ensuring compliance with SEBI (Alternative Investment Fund) Regulations and SEBI (Portfolio Management Services) Regulations.
  • Provide legal assistance in reviewing documentation for structured debt deals and unlisted equity transaction
  • Assist in legal matters including drafting and negotiation of legal agreements, correspondence, and other relevant documents
  • Assisting in convening board and shareholders’ meetings and ensuring compliance with company law requirements.
  • Advising business on legal and secretarial matters
  • Support the organisations responsibilities under various Anti Money Laundering laws, rules and regulations
  • Preparation and review of various regulatory reports / submissions, internal processes / policies and other documents and ensuring compliance with internal and external regulatory framework.
  • Assisting in the Internal Audit / SEBI Inspection related matters
  • To Update policy(ies) and manuals and ensure relevant compliances
  • Provide assistance in ensuring specified compliances of SEBI (Mutual Fund) Regulations,
  • Other responsibilities that may be assigned.
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Arin Jobs

Asha House, Third Floor
Dr. Babasaheb Ambedkar Rd
Dadar T.T., Dadar - East
Mumbai 400 014
Maharashtra, India
Tel: +91 22 2415 4052
Mobile: +91 8976 000 336
email: sejal@arinconsultancy.com

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